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Showing 12 to 21 of 744 search results for firm culture and governance.

  1. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms
  2. Supervision

    About us How we regulate Published: 19/04/2016 Last modified: 19/07/2022
    Find out about the FCA's approach to supervising firms, including why we supervise and how we divide the financial sectors we regulate.
  3. Sole advisers

    Sole advisers Last modified: 04/08/2022
    Sole advisers
  4. Financial Advisers

    Financial advisers Last modified: 04/08/2022
    Financial advisers must be up to speed with the latest, relevant policy to better serve consumers. Read our comprehensive resources for financial advisers here.
  5. Regulation round-up March 2018

    Newsletters Published: 15/03/2018 Last modified: 23/03/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  6. Data strategy 2020

    Data Published: 07/01/2020 Last modified: 23/06/2022
    The data strategy sets out the FCA's vision for 2024 and how it will make better use of its data and analytics to transform how it regulates and delivers its Mission.
  7. Getting culture and conduct right - the role of the regulator

    Speeches Published: 13/07/2016 Last modified: 18/07/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the 2nd Annual Culture and Conduct Forum for the Financial Services Industry in London.
  8. Funeral plan providers and intermediaries

    Last modified: 29/07/2022
    On 29 July 2022, the FCA will start regulating the pre-paid funeral plans sector. Read all our resources for firms.
  9. FCA encourages firms to develop purposeful cultures

    News stories Published: 05/03/2020 Last modified: 05/03/2020
    The FCA Discussion Paper on driving purposeful cultures presents a range of views from industry leaders, professional bodies and culture experts, to help firms embed purposeful cultures.
  10. Payment Institutions

    Firms Electronic money and payment institutions Last modified: 23/06/2022
    Authorisation for payment institutions are applied under the Revised Payment Services Directive (PSD2). Read more and learn how to submit your application.