Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 51 to 60 of 19231 search results for financial%20lives.

  1. FCA asks Financial Advisers to review their processes in retirement income support

    Press Releases Published: 20/03/2024 Last modified: 20/03/2024
    We have written to the Chief Executives of financial advice firms asking them to review their processes when providing retirement income advice.

  2. FCA requests information from firms about delivery of their ongoing advice services and the Consumer Duty

    Statements Published: 15/02/2024 Last modified: 15/02/2024
    FCA is collecting this information to assess what, if any, further regulatory work it may undertake in this area.

  3. FCA warns firms and finfluencers to keep their social media ads lawful

    Press Releases Published: 26/03/2024 Last modified: 26/03/2024
    Guidance for memes, reels and gaming streams promoting financial services has been published by the FCA today.

  4. DP23/5: Advice Guidance Boundary Review – proposals for closing the advice gap

    Discussion papers Published: 08/12/2023 Last modified: 26/01/2024
    The FCA's proposals aim to create a regulatory system where a range of commercially viable, high quality models of support will be in place enabling consumers to access support through regulated channels.

  5. FCA bans and fines Floris Jakobus Huisamen over London Capital & Finance plc financial promotions

    Press Releases Published: 13/02/2024 Last modified: 13/02/2024
    The FCA has fined a former director of London Capital & Finance plc (LCF) £31,800 and banned him from working in financial services. Floris Jakobus Huisamen was responsible for compliance at LCF but recklessly signed off hundreds of financial

  6. Consumer Duty implementation: good practice and areas for improvement

    Good and poor practice Published: 20/02/2024 Last modified: 22/02/2024
    What firms are doing well and what they could do better.

  7. Review of later-life mortgages finds poor advice and misleading promotions

    Press Releases Published: 14/09/2023 Last modified: 14/09/2023
    The review looked at firms responsible for around half of all lifetime mortgage sales.

  8. FCA fines financial advice firm and bans Arthur Cobill and William Hofstetter for British Steel Pension Scheme advice and oversight failings

    Press Releases Published: 11/03/2024 Last modified: 11/03/2024
    The FCA has fined Inspirational Financial Management Ltd (IFM), which is in administration, £897,840.

  9. GC14/6 Social media and customer communications: The FCA’s supervisory approach to financial promotions in social media

    Guidance consultations Published: 06/08/2014 Last modified: 11/02/2019
    GC14/6 Social media and customer communications: The FCA’s supervisory approach to financial promotions in social media. ... Digital and, in particular, social media are now becoming the media of choice in many cases for customer communications and

  10. Park Financial Consulting Ltd

    Warnings Published: 30/11/2023 Last modified: 17/04/2024
    Park Financial Consulting Ltd is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.