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Regulation of markets in financial instruments
UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues. -
2024 fines
Enforcement fines published in 2024. -
Financial promotions quarterly data 2023 Q4
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2023 and 31 December 2023. -
Financial crime resources
Find publications about our Financial Crime Public Commitment, including news, speeches, podcasts, events and external publications. -
Kent Financial Advisors Inc
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
Improving the suitability of financial advice
Speech by Debbie Gupta, Director of Life Insurance and Financial Advice Supervision at the FCA, delivered at Money Marketing Interactive Conference 2019, Harrogate. -
Financial Clearing House (London)
Financial Clearing House (London) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Professional standards: advisers
FCA provides professional standards that all advisers should meet -
All Financial Markets / All Financial Market (clone of FCA authorised firm)
All Financial Markets / All Financial Market (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this -
Borrowers in financial difficulty (BiFD) project – supporting those facing payment difficulties due to coronavirus – interim findings
In March 2021, we launched the BiFD project to ensure firms continue to support borrowers in financial difficulty. As part of this work, we have been monitoring, gathering insight and acting where we have identified concerns at individual firms.