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Showing 1 to 11 of 847 search results for final notice refers to breaches of PRIN 11 related.

1. Financial Services Register

   To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

2. Final notice 2016: Alan Whittington [pdf]

   Final notices Published: 25/02/2016 Last modified: 25/02/2016
   This final notice refers to breaches of PRIN 11 related to failing to be open

3. Final notice 2016: R Sadler [pdf]

   Final notices Published: 12/05/2016 Last modified: 12/05/2016
   This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

4. Final Notice 2016: Marlborough Isleworth Motors Limited [pdf]

   Final notices Published: 21/11/2016
   This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative

5. Final notice 2016: Ashbank Cars [pdf]

   Final notices Published: 02/06/2016 Last modified: 02/06/2016
   This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

6. Final Notice 2019: Prindiville Plc [pdf]

   Final notices Published: 25/07/2019
   This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in

7. Final Notice 2017: Keep Sheffield Warm [pdf]

   Final notices Published: 06/10/2017
   This final notice refers to breaches of PRIN 11 related to failing to be

8. Final Notice 2019: Vale Veterinary Group [pdf]

   Final notices Published: 25/07/2019
   This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in

9. Final notice 2016: Dual Mortgage Brokers [pdf]

   Final notices Published: 29/06/2016 Last modified: 29/06/2016
   This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

10. Final Notice 2019: Wedgwood Vehicle Solutions Limited [pdf]

    Final notices Published: 25/07/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in

11. Final notice 2016: RM Trade Sales Limited [pdf]

    Final notices Published: 12/05/2016 Last modified: 12/05/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.