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Showing 1 to 11 of 581 search results for final notice refers to breaches of PRIN 11 and SUP related.

1. Financial Services Register

   To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

2. Final Notice 2016: Phillip Whiffin [pdf]

   Final notices Published: 17/11/2016
   This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

3. Final notice 2016: Anthony Burton [pdf]

   Final notices Published: 27/10/2016
   This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

4. Final Notice: Midland Motor Company Limited [pdf]

   Final notices Published: 13/10/2016
   This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

5. Final Notice 2017: Sterling Bathrooms Limited [pdf]

   Final notices Published: 04/01/2017
   This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

6. Final Notice 2017: Michael James Automotive Limited [pdf]

   Final notices Published: 04/01/2017
   This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

7. 2019 fines

   News stories Published: 16/01/2019 Last modified: 20/01/2020
   This page contains information about enforcement fines published during the calendar year ending 2019.

8. 2022 fines

   News stories Published: 28/02/2022 Last modified: 04/01/2023
   Enforcement fines published in 2022.

9. Final Notice 2017: Michael Wilkinson Mortgages (trading as Michael Wilkinson) [pdf]

   Final notices Published: 02/02/2017
   This final notice refers to breaches of PRIN 4, PRIN 11, SUP, MIPRU and COND related to failing to be open and co-operative and threshold conditions in the general insurance and protection and mortgages sector. We imposed a cancellation.

10. Final Notice 2017: Claudia Vida [pdf]

    Final notices Published: 30/08/2017
    This final notice refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11. Final Notice 2018: Rose Motors (Philip Meyer trading as) [pdf]

    Final notices Published: 04/01/2018
    The final notice refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.