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Showing 81 to 90 of 5210 search results for final%20notice.

  1. FSA Final Notice 2008: Mr Derrick Hales [pdf]

    Final notices Published: 09/10/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Mr Derrick Hales
  2. FSA Final Notice 2009: Mr Ayodele Olubunmi Thomas [pdf]

    Final notices Published: 02/10/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Mr Ayodele Olubunmi Thomas
  3. Apply to become a debt firm

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a debt advice, debt collection or debt purchaser firm, or if you conduct debt administration.
  4. Occasional Paper No. 11: Methods for analysing mortgage markets [pdf]

    Occasional papers Published: 24/11/2015 Last modified: 24/11/2015
    This paper discusses three different affordability metrics that were constructed as part of the cost benefit analysis of the MMR affordability assessment rules.
  5. FSA Application Refusal 2010: GRO Risk Solutions LTD - Firm final notice [pdf]

    Final notices Published: 09/03/2010 Last modified: 14/06/2014
    FSA Application Refusal 2010: GRO Risk Solutions LTD - Firm final notice
  6. FSA Final Notice 2008: Mrs Kathleen Hales [pdf]

    Final notices Published: 09/10/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Mrs Kathleen Hales
  7. Apply to become a mortgage broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.
  8. FSA Application Refusal 2010: GRO Risk Solutions LTD - Individual final notice [pdf]

    Final notices Published: 09/03/2010 Last modified: 14/06/2014
    FSA Application Refusal 2010: GRO Risk Solutions LTD - Individual final notice
  9. FCA Final Notice 2014: The Royal Bank of Scotland Plc [pdf]

    Final notices Published: 12/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine.
  10. FCA Final Notice 2014: JPMorgan Chase Bank N.A. [pdf]

    Final notices Published: 12/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine.