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Showing 61 to 70 of 5196 search results for final%20notice.

  1. PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules

    Policy statements Published: 28/06/2017 Last modified: 05/04/2018
    This policy statement sets out our final rules and guidance to address some of the findings of the asset management market study, focused on the duties that authorised fund managers have as the agents of investors in their funds.
  2. Reporting obligation

    Markets policy Published: 22/05/2016 Last modified: 01/03/2024
    Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.
  3. Final notice 2016: El-Essawy Holistic Care Limited [pdf]

    Final notices Published: 04/05/2016 Last modified: 04/05/2016
    This final notice refers to a breach of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  4. FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures

    Press Releases Published: 20/11/2014 Last modified: 20/11/2014
    The final notice for the Banks.
  5. FCA fines RBS and NatWest for failures in mortgage advice process

    Press Releases Published: 27/08/2014 Last modified: 12/09/2014
    The final notice for the firms.
  6. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings

    Press Releases Published: 28/07/2014 Last modified: 28/07/2014
    On 28 September 2012, the Wheatley Review published its final report ‘The Wheatley Review of LIBOR’ which included a 10-point plan for comprehensive reform of LIBOR. ... The remaining contributions were then arithmetically averaged to create the
  7. FSA publishes its Internal Audit Report on: review of the extent of awareness within the FSA of inappropriate LIBOR submissions

    Press Releases Published: 05/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has published its Internal Audit Report (the Report) on the London Interbank Offered Rate (LIBOR).
  8. What we publish

    Last modified: 19/03/2024
    We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.
  9. FG24/1: Finalised guidance on financial promotions on social media

    Finalised guidance Published: 26/03/2024 Last modified: 26/03/2024
    We clarify our expectations on how financial promotions are communicated on social media. We also summarise and respond to feedback to GC23/2.
  10. 2024 fines

    News stories Published: 25/03/2024 Last modified: 26/03/2024
    Enforcement fines published in 2024.