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Showing 61 to 70 of 5196 search results for final%20notice.
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PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules
This policy statement sets out our final rules and guidance to address some of the findings of the asset management market study, focused on the duties that authorised fund managers have as the agents of investors in their funds. -
Reporting obligation
Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations. -
Final notice 2016: El-Essawy Holistic Care Limited [pdf]
This final notice refers to a breach of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures
The final notice for the Banks. -
FCA fines RBS and NatWest for failures in mortgage advice process
The final notice for the firms. -
Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings
On 28 September 2012, the Wheatley Review published its final report ‘The Wheatley Review of LIBOR’ which included a 10-point plan for comprehensive reform of LIBOR. ... The remaining contributions were then arithmetically averaged to create the -
FSA publishes its Internal Audit Report on: review of the extent of awareness within the FSA of inappropriate LIBOR submissions
The Financial Services Authority (FSA) has published its Internal Audit Report (the Report) on the London Interbank Offered Rate (LIBOR). -
What we publish
We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available. -
FG24/1: Finalised guidance on financial promotions on social media
We clarify our expectations on how financial promotions are communicated on social media. We also summarise and respond to feedback to GC23/2. -
2024 fines
Enforcement fines published in 2024.