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Showing 131 to 140 of 5205 search results for final%20notice.
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Final Notice 2019: Egcars [pdf]
This final notice (Egcars) refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal of the applicant’s Part 4A application. -
Recording a charge [docx]
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Scheme documents
You must submit the latest versions of scheme documents to us, including when changes are made, and follow our naming conventions and scheme numbers. -
Statement on final EBA guidelines on remuneration policies
Statement on final EBA guidelines on remuneration policies. Statements First published:. ... The European Banking Authority (EBA) has today published final guidelines on sound remuneration policies. -
CP15/26: PSR regulatory fees 2015/16 [pdf]
Our final decision on how PSR fees will be allocated between regulated payment systems. -
Final Notice 2018: L27 (Liverpool) Credit Union Limited [pdf]
This final notice refers to a cancellation of permission pursuant to exercising powers under section 55J of FSMA in the credit union sector. -
Enforcement
Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards. -
Final Notice 2015: Craig McNeil [pdf]
This final notice refers to breaches of APER 4 and APER 6, FIT, failing to be open and co-operative, lack of fitness/propriety and failing to act on information appropriately in the asset management sector. We imposed a fine and prohibition. -
Final Notice 2022: Aiden Henderson [pdf]
This Final Notice (Aiden Henderson) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety and mis-selling in the investment adviser and pensions sector. We imposed a prohibition and financial penalty. -
FCA publishes final report into asset management sector
The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector.