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Showing 121 to 130 of 5210 search results for final%20notice.

  1. FCA Final Notice 2014: Citibank N.A. [pdf]

    Final notices Published: 12/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine.

  2. Final Notice 2018: Khalsa (Bradford) Credit Union Limited [pdf]

    Final notices Published: 29/03/2018
    This final notice refers to a cancellation of permission pursuant to exercising powers under section 55J of FSMA in the credit union sector.

  3. Final Notice 2018: Polmaise Community Credit Union Limited [pdf]

    Final notices Published: 29/03/2018
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.

  4. Asset management market study

    Market studies Published: 18/11/2015 Last modified: 24/09/2018
    We have published the final findings of our asset management market study. As part of this, we set out a package of remedies to address the concerns identified.

  5. FSA report: Banks’ management of high money-laundering risk situations [pdf]

    Corporate documents Published: 15/06/2011 Last modified: 12/09/2014
    How banks deal with high-risk customers (including politically exposed persons), correspondent banking relationships and wire transfers

  6. CP15/26: PSR regulatory fees 2015/16 [pdf]

    Consultation papers Published: 13/08/2015 Last modified: 20/08/2015
    Our final decision on how PSR fees will be allocated between regulated payment systems.

  7. Final Notice 2019: Egcars [pdf]

    Final notices Published: 10/04/2019
    This final notice (Egcars) refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal of the applicant’s Part 4A application.

  8. Recording a charge [docx]

    Forms Published: 19/03/2018 Last modified: 19/03/2018

  9. Statement on final EBA guidelines on remuneration policies

    Statements Published: 21/12/2015 Last modified: 21/12/2015
    Statement on final EBA guidelines on remuneration policies. Statements First published:. ... The European Banking Authority (EBA) has today published final guidelines on sound remuneration policies.

  10. Final Notice 2018: L27 (Liverpool) Credit Union Limited [pdf]

    Final notices Published: 29/03/2018
    This final notice refers to a cancellation of permission pursuant to exercising powers under section 55J of FSMA in the credit union sector.