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Showing 111 to 120 of 5207 search results for final%20notice.

111. Apply to become a claims management company

     Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
     Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities.

112. Progress of sales through stages of the review [pdf]

     Data Published: 03/11/2016 Last modified: 04/11/2016
     Progress of interest rate hedging product sales through stages of the review as at 30 September 2016.

113. Retail banking sector: overview [pdf]

     Research insights Published: 09/01/2017

114. Apply to become a consumer investments firm

     Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
     Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

115. Retail investments: overview [pdf]

     Research insights Published: 09/01/2017

116. Final Notice 2022: Robert Ward [pdf]

     Final notices Published: 17/05/2022
     This Final Notice (Robert Ward) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. We imposed a prohibition and financial

117. FCA issues final messages on LIBOR before end-2021

     News stories Published: 10/12/2021 Last modified: 10/12/2021
     Final LIBOR publications before end-2021 deadline and remaining actions firms need to take.

118. MS14/1 General Insurance Add-Ons: Final Report – Confirmed Findings of the Market Study [pdf]

     Market studies Published: 24/07/2014 Last modified: 12/09/2014

119. Ageing population workplan graphic (PDF) [pdf]

     Documents Published: 15/09/2016
     Ageing population workplan graphic

120. Final Notices 2014/15 [pdf]

     Corporate documents Published: 02/07/2014 Last modified: 14/09/2015