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Showing 81 to 90 of 6019 search results for final notice.

  1. FSA Final Notice 2012: UBS AG 19th Dec [pdf]

    Final notices Published: 19/12/2012 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against UBS AG 19th Dec
  2. FSA Final Notice 2012: UBS AG [pdf]

    Final notices Published: 08/02/2013 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against UBS AG
  3. FSA Final Notice 2010: RSM Tenon Financial Services Limited [pdf]

    Final notices Published: 24/02/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: RSM Tenon Financial Services Limited
  4. FSA Final Notice 2010: Gregory Lagan trading Gregory Lagan Motors [pdf]

    Final notices Published: 25/01/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Gregory Lagan trading Gregory Lagan Motors
  5. FSA Final Notice 2013: Opm [pdf]

    Final notices Published: 06/02/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Opm
  6. FSA Final Notice 2009: Mr Anthony Abiona trading as Renbe Associates [pdf]

    Final notices Published: 11/03/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Mr Anthony Abiona trading as Renbe Associates
  7. FCA Final Notice 2013: Mark Anthony Financial Management [pdf]

    Final notices Published: 18/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 related to mortgage fraud and failing to be open and co-operative in the mortgage and consumer credit sector. We imposed a cancellation.
  8. FCA Final Notice 2013: Mr Rahul Shah [pdf]

    Final notices Published: 13/11/2013 Last modified: 07/04/2015
    This final notice refers to breaches of MAR related to market abuse in the investment adviser sector. We imposed a fine and prohibition.
  9. FSA Final Notice 2009: Darren Morton [pdf]

    Final notices Published: 06/10/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Darren Morton
  10. FSA Final Notice 2010: Peter Sprung [pdf]

    Final notices Published: 23/02/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Peter Sprung