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Showing 61 to 70 of 6754 search results for final notice.

  1. Final Notice 2023: Moorland Mayfair Wealth Management [pdf]

    Final notices Published: 19/09/2023
    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and consumer credit
  2. Final Notice 2023: Horse Insurance Services (Kerry Smith trading as) [pdf]

    Final notices Published: 19/09/2023
    The FCA publishes a Final Notice referring to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and
  3. Notice of Decision 2023: Fast Lane Motors NI [pdf]

    Final notices Published: 14/09/2023
    Conduct: Failing to carry on regulated activities   Breaches: N/A  Subject: Firm   Outcome: Cancellation   Sector:
  4. Final Notice 2023: Keith Dickinson [pdf]

    Final notices Published: 13/09/2023
    This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £70,000 is being made to the FSCS
  5. Final Notice 2023: Andrew John Allen [pdf]

    Final notices Published: 13/09/2023
    This Final Notice refers to breaches of APER 6 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £85,606 is being made to the FSCS
  6. FCA bans Keith Dickinson and Andrew Allen for British Steel Pension Scheme advice failings, with £155k to be paid in compensation

    Press Releases Published: 13/09/2023 Last modified: 13/09/2023
    Keith Dickinson and Andrew Allen of Mansion Park Limited (Mansion Park) have been banned from advising customers on pension transfers and pension opt-outs.
  7. PS23/13: Introducing a gateway for firms who approve financial promotions

    Policy statements Published: 11/09/2023 Last modified: 16/11/2023
    The FCA's final policy position and response to the feedback received to its consultation on introducing a gateway for firms who approve financial promotions.
  8. Final Notice 2023: Avanao Limited (trading as carloans.co.uk) [pdf]

    Final notices Published: 08/09/2023
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation
  9. Final Notice 2023: Gillian Sweeney [pdf]

    Final notices Published: 08/09/2023
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.
  10. Final Notice 2023: Fleetway Hiring Limited [pdf]

    Final notices Published: 08/09/2023
    This final notice (Fleetway Hiring Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the insurance intermediaries sector. We imposed a cancellation.