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Showing 171 to 180 of 6754 search results for final notice.

  1. FCA Final Notice 2013: Mr Rahul Shah [pdf]

    Final notices Published: 13/11/2013 Last modified: 07/04/2015
    This final notice refers to breaches of MAR related to market abuse in the investment adviser sector. We imposed a fine and prohibition.
  2. FSA Final Notice 2010: Meenaz Pravin Mehta [pdf]

    Final notices Published: 14/04/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Meenaz Pravin Mehta
  3. FSA Final Notice 2006: Capital Mortgage Connections Ltd [pdf]

    Final notices Published: 21/11/2006 Last modified: 14/06/2014
    FSA Final Notice 2006: Capital Mortgage Connections Ltd
  4. FSA Final Notice 2010: IC2 Capital LLP [pdf]

    Final notices Published: 20/09/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: IC2 Capital LLP
  5. FSA Final Notice 2009: MFP Group plc [pdf]

    Final notices Published: 16/12/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: MFP Group plc
  6. FSA Final Notice 2008: American Pickup Trucks Ltd ("APT") [pdf]

    Final notices Published: 24/09/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: American Pickup Trucks Ltd ("APT")
  7. FSA Final Notice 2009: Legacy Financial Planning Limited [pdf]

    Final notices Published: 16/01/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Legacy Financial Planning Limited
  8. FSA Final Notice 2013: Opm [pdf]

    Final notices Published: 06/02/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Opm
  9. [pdf]

    Final notices Published: 02/12/2011 Last modified: 30/05/2013
  10. FSA Final Notice 2006: Berkeley Independent Advisers Limited [pdf]

    Final notices Published: 06/03/2006 Last modified: 14/06/2014
    FSA Final Notice 2006: Berkeley Independent Advisers Limited