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Showing 161 to 170 of 6839 search results for final notice.

161. FCA Final Notice 2013: Mr Rahul Shah [pdf]

     Final notices Published: 13/11/2013 Last modified: 07/04/2015
     This final notice refers to breaches of MAR related to market abuse in the investment adviser sector. We imposed a fine and prohibition.

162. FSA Final Notice 2010: Meenaz Pravin Mehta [pdf]

     Final notices Published: 14/04/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Meenaz Pravin Mehta

163. FSA Final Notice 2009: Christopher Parry [pdf]

     Final notices Published: 06/10/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Christopher Parry

164. FSA Final Notice 2012: UBS AG 19th Dec [pdf]

     Final notices Published: 19/12/2012 Last modified: 31/05/2013
     For the reasons set out in this Final Notice, the FSA is taking action against UBS AG 19th Dec

165. FSA Final Notice 2013: Opm [pdf]

     Final notices Published: 06/02/2013 Last modified: 31/05/2013
     For the reasons set out in this Final Notice, the FSA is taking action against Opm

166. FSA Final Notice 2012: UBS AG [pdf]

     Final notices Published: 08/02/2013 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against UBS AG

167. FSA Final Notice 2009: Mr Anthony Abiona trading as Renbe Associates [pdf]

     Final notices Published: 11/03/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Mr Anthony Abiona trading as Renbe Associates

168. FSA Final Notice 2010: RSM Tenon Financial Services Limited [pdf]

     Final notices Published: 24/02/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: RSM Tenon Financial Services Limited

169. FSA Final Notice 2008: Egg Banking plc [pdf]

     Final notices Published: 10/12/2008 Last modified: 14/06/2014
     FSA Final Notice 2008: Egg Banking plc

170. FSA Final Notice 2009: Darren Morton [pdf]

     Final notices Published: 06/10/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Darren Morton