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Showing 141 to 150 of 6815 search results for final notice.

141. 2019 fines

     News stories Published: 16/01/2019 Last modified: 20/01/2020
     This page contains information about enforcement fines published during the calendar year ending 2019.

142. [pdf]

     Final notices Published: 02/12/2011 Last modified: 30/05/2013

143. Article 23C Benchmarks Regulation – Notice of Permitted Legacy Use by Supervised Entities [pdf]

     LIBOR notices Published: 01/07/2023
     Article 23C Benchmarks Regulation – Notice of Permitted Legacy Use by Supervised Entities

144. 2023 fines

     News stories Published: 12/01/2023 Last modified: 04/04/2024
     Enforcement fines published in 2023.

145. 2018 fines

     News stories Published: 08/01/2018 Last modified: 15/01/2019
     This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

146. Final Notice 2018: R M H Financial Services (Robert Michael Hulme trading as) [pdf]

     Final notices Published: 03/07/2018
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector, mortgage lenders and intermediaries sector and General

147. FSA Final Notice 2011: AF Directions Limited [pdf]

     Final notices Published: 11/02/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against AF Directions Limited

148. FSA Final Notice 2009: Aon Limited [pdf]

     Final notices Published: 06/01/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Aon Limited

149. Final Notice 2024: Hadyn Gamblin [pdf]

     Final notices Published: 01/03/2024
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

150. FSA Final Notice 2010: Darren Button [pdf]

     Final notices Published: 21/07/2010 Last modified: 04/06/2015
     For the reasons set out in this Final Notice, the FSA is taking action against Darren Button