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Showing 131 to 140 of 5850 search results for final notice.

  1. Final Notice 2017: Electronicoutlets [pdf]

    Final notices Published: 09/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation
  2. FSA Final Notice 2009: Alexei Krilov-Harrison [pdf]

    Final notices Published: 03/11/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Alexei Krilov-Harrison
  3. FSA Final Notice 2009: Michael Tomlinson [pdf]

    Final notices Published: 09/01/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Michael Tomlinson
  4. FCA Final Notice 2013: Coöperatieve Centrale Raiffeisen–Boerenleenbank B.A. (Rabobank) [pdf]

    Final notices Published: 29/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 2, PRIN 3, and PRIN 5 related to benchmarks in the investment banks sector. We imposed a fine.
  5. Final Notice 2015: Abid Hussain [pdf]

    Final notices Published: 10/06/2015 Last modified: 10/06/2015
    This final notice refers to breaches of PSR related to Payment Services Regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.
  6. FSA Final Notice 2012: The Portobello Partnership [pdf]

    Final notices Published: 27/02/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against The Portobello Partnership
  7. Final Notice 2017: Christopher Pickerill [pdf]

    Final notices Published: 25/01/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  8. FSA Final Notice 2010: Sudipto Chattopadhyay [pdf]

    Final notices Published: 05/05/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Sudipto Chattopadhyay
  9. FSA Final Notice 2010: Thorntons Law LLP [pdf]

    Final notices Published: 22/09/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Thorntons Law LLP
  10. FSA Final Notice 2011: Alexander Brincat [pdf]

    Final notices Published: 28/06/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Alexander Brincat