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Showing 121 to 130 of 5849 search results for final notice.

  1. FCA Final Notice 2014: Pritchard Stockbrokers Limited (In Special Administration) [pdf]

    Final notices Published: 09/10/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1, PRIN 2, PRIN 10 related to client money/assets in the asset management sector. We imposed a public censure.
  2. FSA Final Notice 2011: Mark Thorogood [pdf]

    Final notices Published: 24/01/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mark Thorogood
  3. FSA Final Notice 2012: Mr George McGregor [pdf]

    Final notices Published: 08/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mr George McGregor
  4. FSA Final Notice 2008: Gerard McStravick, trading as Fast Track Mortgage and Finance Consultants [pdf]

    Final notices Published: 22/05/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Gerard McStravick, trading as Fast Track Mortgage and Finance Consultants
  5. Final Notice 2017: Electronicoutlets [pdf]

    Final notices Published: 09/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation
  6. FSA Final Notice 2005: City Index Limited [pdf]

    Final notices Published: 01/03/2005 Last modified: 14/06/2014
    FSA Final Notice 2005: City Index Limited Final Notice 20050322
  7. Final notice 2016: David Williams T/A Debts Maze Solutions [pdf]

    Final notices Published: 23/02/2016 Last modified: 25/02/2016
    This final notice deals with a breach of COND. We refused this application for permission to carry on regulated activities of Debt Administration, Debt Collecting and Debt-Counselling as the application is incomplete.
  8. FSA Final Notice 2012: Christchurch Investment Management Limited [pdf]

    Final notices Published: 29/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Christchurch Investment Management Limited
  9. FCA issued Final Notices against Cathay International Holdings Limited, its CEO and Finance Director

    Press Releases Published: 25/07/2019 Last modified: 25/07/2019
    On 3 June 2019, the FCA published Decision Notices concerning Cathay International Holdings Limited, Mr Jin-Yi Lee, its CEO and Mr Eric Siu, its Finance Director.
  10. FSA Final Notice 2009: Alexei Krilov-Harrison [pdf]

    Final notices Published: 03/11/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Alexei Krilov-Harrison