Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 11 to 20 of 5961 search results for final notice.

  1. Findings from our investment platforms costs and charges review – good and poor practice

    Firms Published: 04/05/2022 Last modified: 04/05/2022
    In our Investment Platforms Market Study we said we would keep the role of platforms in helping consumers understand their investment costs under review.
  2. Final Notice 2022: Stuart Rea [pdf]

    Final notices Published: 28/04/2022
    This Final Notice (Stuart Rea) refers to breaches of FIT. We imposed a prohibition.
  3. Final Notice 2022: Hugh Edwards [pdf]

    Final notices Published: 28/04/2022
    This Final Notice (Hugh Edwards) refers to breaches of FIT. We imposed a prohibition.
  4. Final Notice 2022: Jeanine Lewis [pdf]

    Final notices Published: 28/04/2022
    This Final Notice ( Jeanine Lewis) refers to breaches of FIT. We imposed a prohibition.
  5. Final Notice 2022: Charanjit Sandhu [pdf]

    Final notices Published: 28/04/2022
    This Final Notice (Charanjit Sandhu) refers to breaches of FIT. We imposed a prohibition.
  6. Final Notice 2022: Michael Mendonca Nascimento [pdf]

    Final notices Published: 28/04/2022
    This Final Notice (Michael Mendonca Nascimento) refers to breaches of FIT. We imposed a prohibition.
  7. Critical issues in financial regulation: The FCA's perspective

    Speeches Published: 26/04/2022 Last modified: 28/04/2022
    Speech by our CEO, Nikhil Rathi, delivered at City Week 2022.
  8. Final Notice 2022: Twist and Scoot Ltd [pdf]

    Final notices Published: 14/04/2022
    This final notice refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.
  9. Final Notice 2022: D T Cars & Commercials Ltd [pdf]

    Final notices Published: 13/04/2022
    This final notice (D T Cars & Commercials Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.
  10. Final Notice 2022: Trade Motor Sales and Repairs Ltd [pdf]

    Final notices Published: 13/04/2022
    This final notice refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.