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Showing 1 to 10 of 6812 search results for final notice.

1. Final notice 2024: Etemaad Money Transfere Ltd [pdf]

   Final notices Published: 18/04/2024
   This final notice refers to breaches of Payment Services Regulations 2017 related to a failure to meet the conditions of registration. We imposed a cancellation.

2. Final Notice 2024: Link Fund Solutions Limited [pdf]

   Final notices Published: 11/04/2024
   This Final Notice refers to a failure by Link Fund Solutions Limited to act with due skill, care and diligence in carrying out its role as Authorised Corporate Director of the Woodford Equity Income Fund. We imposed a requirement to pay restitution

3. FCA sets out findings against Link Fund Solutions

   Press Releases Published: 11/04/2024 Last modified: 11/04/2024
   Link Fund Solutions failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund, according to findings published by the FCA.

4. Financial Penalty Scheme

   Corporate documents Published: 02/04/2024 Last modified: 03/04/2024
   Find out how the FCA's Financial Penalty Scheme works and how we use retained penalties for the benefit of firms.

5. 2024 fines

   News stories Published: 25/03/2024 Last modified: 26/03/2024
   Enforcement fines published in 2024.

6. Final Notice 2024: Fast Remit Limited [pdf]

   Final notices Published: 21/03/2024
   This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector. We imposed a cancellation.

7. Final Notice 2024: Igniter Pay UK Limited [pdf]

   Final notices Published: 21/03/2024
   This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation.  

8. Our approach to competition

   Corporate documents Published: 19/03/2024 Last modified: 21/03/2024
   The FCA promotes effective competition in the interests of consumers.

9. FCA decides on £5.95m fine and industry ban for Nailesh Teraiya in latest cum-ex case

   Press Releases Published: 18/03/2024 Last modified: 18/03/2024
   Mr Teraiya has referred his Decision Notice to the Upper Tribunal. Any findings in the Decision Notice are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers his behaviour should be characterised.

10. Final Notice 2024: William Hofstetter [pdf]

    Final notices Published: 11/03/2024
    This Final Notice (William Hofstetter) refers to a breach of APER Statement of Principle 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been agreed