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Showing 61 to 70 of 4391 search results for final notice refers.

  1. Final Notice 2022: Life Protection Centre Ltd [pdf]

    Final notices Published: 30/06/2022
    This final notice refers to a failure to satisfy SUP 11.4, to be open and cooperative (PRIN 11) in the Insurance Intermediary sector and FIT 2.2. We refused the individual’s application for authorisation.
  2. Final Notice 2019: First Quality Finance Ltd [pdf]

    Final notices Published: 23/04/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  3. Final Notice 2019: Potters’ Music Shop (Croydon) Limited [pdf]

    Final notices Published: 25/07/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in
  4. Final Notice 2018: Strawberry Communications Limited [pdf]

    Final notices Published: 02/07/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  5. 2019 fines

    News stories Published: 16/01/2019 Last modified: 20/01/2020
    This page contains information about enforcement fines published during the calendar year ending 2019.
  6. Final Notice 2019: Temporary Kitchens Europe Ltd [pdf]

    Final notices Published: 27/03/2019 Last modified: 27/03/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  7. Final Notice 2018: CMAS Financial Services Limited [pdf]

    Final notices Published: 02/07/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  8. Final Notice: Hale Financial Services Limited [pdf]

    Final notices Published: 03/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector. We imposed a cancellation.
  9. Final Notice 2023: Marfil Financial and Insurance Corporation [pdf]

    Final notices Published: 15/08/2023
    Final Notice 2023: Marfil Financial and Insurance Corporation This final notice refers to a failure to satisfy
  10. Final Notice 2023: Sussex Urban Motor Company ltd [pdf]

    Final notices Published: 05/05/2023
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Consumer Credit sector. We refused the firm’s application for authorisation.