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Showing 61 to 70 of 4391 search results for final notice refers.
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Final Notice 2022: Life Protection Centre Ltd [pdf]
This final notice refers to a failure to satisfy SUP 11.4, to be open and cooperative (PRIN 11) in the Insurance Intermediary sector and FIT 2.2. We refused the individual’s application for authorisation. -
Final Notice 2019: First Quality Finance Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Potters’ Music Shop (Croydon) Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in -
Final Notice 2018: Strawberry Communications Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
2019 fines
This page contains information about enforcement fines published during the calendar year ending 2019. -
Final Notice 2019: Temporary Kitchens Europe Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: CMAS Financial Services Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice: Hale Financial Services Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector. We imposed a cancellation. -
Final Notice 2023: Marfil Financial and Insurance Corporation [pdf]
Final Notice 2023: Marfil Financial and Insurance Corporation This final notice refers to a failure to satisfy -
Final Notice 2023: Sussex Urban Motor Company ltd [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Consumer Credit sector. We refused the firm’s application for authorisation.