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Showing 141 to 150 of 3884 search results for final notice refers.

  1. Final Notice 2019: Guiseppe Oliverio [pdf]

    Final notices Published: 28/08/2019
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the private business adviser sector. We imposed a prohibition.
  2. Final Notice 2021: Car Finance Today Limited [pdf]

    Final notices Published: 18/11/2021
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.
  3. Final Notice 2019: Daniel Lowther [pdf]

    Final notices Published: 22/08/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  4. Final Notice 2019: Lynden Gerard Scourfield [pdf]

    Final notices Published: 21/06/2019
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the retail banking sector. We imposed a prohibition.
  5. Final Notice 2020: Corrado Abbattista [pdf]

    Final notices Published: 15/12/2020
    This Final Notice refers to breaches of FIT and MAR related to market abuse in the trading firm sector. We imposed a prohibition and financial penalty. File updated to include autotag accessibility requirement.
  6. Final Notice 2019: Bank of Scotland Plc [pdf]

    Final notices Published: 21/06/2019
    This final notice refers to breaches of PRIN 11 and SUP, relating to failing to be open and cooperative in the retail bank sector. We imposed a financial penalty.
  7. Final Notice 2018: JMS Vehicle Leasing Ltd [pdf]

    Final notices Published: 25/06/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  8. Final Notice 2021: Alsford Page & Gems Limited [pdf]

    Final notices Published: 20/04/2021
    This Final Notice refers to breaches of PRIN 3 and PRIN 6 related to Appointed representative sales of extended warranty insurance products in the General Insurance and Protection sector. We imposed a public censure.
  9. Final Notice 2018: Strawberry Communications Limited [pdf]

    Final notices Published: 02/07/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  10. Final Notice 2021: Whessoe Road Motor Company [pdf]

    Final notices Published: 24/06/2021
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.