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Showing 101 to 110 of 4470 search results for final notice refers.

101. FCA Final Notice 2013: Policy Administration Services Limited [pdf]

     Final notices Published: 03/07/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 3 and 6 related to complaints-handling, and the unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

102. FCA Final Notice 2013: Mr Rahul Shah [pdf]

     Final notices Published: 13/11/2013 Last modified: 07/04/2015
     This final notice refers to breaches of MAR related to market abuse in the investment adviser sector. We imposed a fine and prohibition.

103. Final Notice 2018: Barbers Box Ltd [pdf]

     Final notices Published: 21/06/2018
     This final notice (Barbers Box Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

104. Business interruption insurance

     Firms Focus areas Published: 11/05/2020 Last modified: 05/04/2024
     Find out about how we obtained legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis. 

105. Final Notice 2015: Alina Business & Financial Services Limited [pdf]

     Final notices Published: 14/01/2015 Last modified: 14/01/2015
     This final notice refers to breaches of PSR related to the Payment Services Regulations in the payment services sector. We imposed a cancellation.

106. FCA Final Notice 2015: Tiuta Plc [pdf]

     Final notices Published: 05/11/2015 Last modified: 05/11/2015
     This Final Notice refers to breaches of PRIN 4, COND, MIPRU and IPRU-INV related to threshold conditions in the investment adviser sector. We imposed a cancellation.

107. Final notice 2016: R Sadler [pdf]

     Final notices Published: 12/05/2016 Last modified: 12/05/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

108. FCA Final Notice 2013: IBBL Exchange UK Limited (formerly Jalalabad Money Transfer & Travels Limited) [pdf]

     Final notices Published: 18/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

109. Final Notice 2022: Andrew Mark Thomas Page [pdf]

     Final notices Published: 17/05/2022
     This Final Notice (Andrew Mark Thomas Page) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. We imposed a prohibition and

110. Final notice 2015: AR Capital [pdf]

     Final notices Published: 12/11/2015 Last modified: 12/11/2015
     This final notice refers to an applicant for Part 4A permission not satisfying the FCA’s appropriate resources and suitability threshold conditions. We refused the application.