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Showing 61 to 70 of 232 search results for failings in relation to LIBOR.

  1. FSA - Unregulated Collective Investment Schemes: Letter to retail intermedieries [pdf]

    Correspondence Published: 18/06/2012 Last modified: 03/08/2016
    The unlawful promotion and mis-selling of UCIS is a key risk we have identified in the retail investment market. We have identified significant failings by certain distributor firms in relation to their UCIS activities and are concerned there may be
  2. Regulated covered bonds

    Firms Focus areas Regulated markets Published: 13/05/2016 Last modified: 13/11/2017
    Read more about the key features of the UK regime for regulated covered bonds. This page should not be interpreted as formal FCA guidance.
  3. Interest rate hedging products (IRHP)

    Consumers Know your rights Published: 19/04/2016 Last modified: 14/05/2020
    The FCA review into failings in the way some banks sold interest rate hedging products.
  4. Facing the future – challenges and priorities for the FCA

    Speeches Published: 12/11/2020 Last modified: 12/11/2020
    Speech by our CEO, Nikhil Rathi, given at the Address to the City Regulators, Mansion House.
  5. FCA bans former RBS LIBOR submitter, Paul White

    Press Releases Published: 12/04/2016 Last modified: 12/04/2016
    CHF money market positions, or those of external parties, his LIBOR submissions would be improper. ... The FCA has imposed 7 fines, totalling £426 million, on firms for misconduct relating to LIBOR.
  6. FSA finalises proposals for the regulation and supervision of benchmarks

    Press Releases Published: 25/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has finalised new rules and regulations for financial benchmarks. This follows the recommendations of the Wheatley Review of the London Inter-Bank Offered Rate (LIBOR).
  7. Supervision of UK regulated covered bonds

    Registers and systems Published: 13/05/2016 Last modified: 22/03/2018
    Find out about our role in supervising regulated covered bond programmes and regulated covered bonds, key features of the regime and an overview of our stress testing of these programmes.
  8. Senior Managers and Certification Regime

    Tasks for regulated firms Focus areas Published: 06/07/2015 Last modified: 26/07/2021
    Senior Managers and Certification regime
  9. Financial promotions and adverts

    Tasks for regulated firms Published: 05/05/2015 Last modified: 09/07/2021
    Promoting services for deposits, investments, mortgages, insurance or consumer credit must comply with financial promotion rules. Learn how to keep your firm's advertising fair and clear.
  10. Regulation round-up August 2013

    Newsletters Published: 29/08/2013 Last modified: 29/08/2013
    This seminar programme explores specifically our expectations and common failings in the areas of pension switching and Income Drawdown and include interactive case studies. ... Concerns had also been raised by the Ombudsman in relation to the number of