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Showing 21 to 30 of 291 search results for failings in relation to LIBOR.
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Conduct risk during LIBOR transition
Questions and answers for firms on conduct risk during LIBOR transition. -
FCA finds firms still failing to fully manage benchmark risks
FCA finds firms still failing to fully manage benchmark risks. Press Releases First published:. ... Following benchmark cases on LIBOR, Forex and Gold, the UK government passed legislation to regulate benchmark activities in UK. -
2016 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. -
FCA Enforcement and the Wholesale Markets
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered -
Leading the Way on Regulation
Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019. -
Wholesale Conduct Risk
If, indeed, they featured at all. Libor triggered a wave of change – regulatory, legislative and within firms. ... The investigation into FX manipulation found many of the same failings as in LIBOR. -
Chairman's speech to the Trust in Banking Conference
Speech by John Griffith Jones, Chairman, FCA, delivered at the Trust in Banking Conference, organised by Cambridge Judge Executive Education at the London Stock Exchange. This is the text of the speech as drafted, which may differ from the delivered -
Barclays fined £26m for failings surrounding the London Gold Fixing and former Barclays trader banned and fined for inappropriate conduct
and controls failings, in relation to the Gold Fixing. ... Plunkett's actions came the day after the publication of our LIBOR and EURIBOR action against Barclays. -
FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme
The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358 -
Competition Policy in Financial Markets – the view from the regulators
Speech by Mary Starks, Director of Competition, FCA, delivered at the Centre for Competition Policy (CCP) Conference on 10 June in Norwich.