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Showing 11 to 20 of 291 search results for failings in relation to LIBOR.

11. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings

    Press Releases Published: 28/07/2014 Last modified: 28/07/2014
    In relation to LIBOR, the firms’ misconduct between May 2006 and June 2009 included:. ... On 19 December 2012, the Financial Services Authority (FSA), the FCA’s predecessor, fined UBS AG £160 million for significant failings in relation to LIBOR and

12. Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator

    Press Releases Published: 23/04/2015 Last modified: 24/04/2015
    Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator. ... On 19 December 2012, the FSA fined UBS AG £160 million for significant failings in relation to LIBOR and EURIBOR, and

13. Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR

    Press Releases Published: 22/01/2015 Last modified: 22/01/2015
    Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR. ... Caplin’s failings facilitated Martins’ misconduct in respect of LIBOR and risked compromising the integrity of the UK financial markets.

14. 2014 fines

    News stories Published: 02/01/2014 Last modified: 31/08/2016
    This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.

15. 2013 fines

    News stories Published: 02/01/2013 Last modified: 26/03/2024
    Fines published during the calendar year ending December 2013.

16. FCA fines Barclays £284,432,000 for forex failings

    Press Releases Published: 19/05/2015 Last modified: 17/11/2021
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.

17. The FCA fines Rabobank £105 million for serious LIBOR-related misconduct

    Press Releases Published: 29/10/2013 Last modified: 29/10/2013
    Rabobank’s misconduct is among the most serious we have identified on LIBOR. ... On 19 December 2012, the Financial Services Authority (FSA), the FCA’s predecessor, fined UBS AG £160 million for significant failings in relation to LIBOR and EURIBOR,

18. FCA publishes Decision Notice for former UBS LIBOR trader

    Press Releases Published: 14/04/2016 Last modified: 14/04/2016
    and failing to take reasonable care to organise its affairs responsibly and effectively, with adequate risk management systems in relation to the process. ... The UBS Final Notice describes in detail UBS’s failings. Amongst other things it states that

19. Transaction reporting fines

    Markets Transaction reporting Published: 28/05/2016 Last modified: 11/01/2023
    Find out how the FCA are able to effectively monitor for market abuse.

20. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    We fined Barclays £26m for failing to manage conflicts of interest relating to the fix. ... The day after we had published our findings in the LIBOR case relating to Barclays.