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Showing 11 to 20 of 232 search results for failings in relation to LIBOR.

  1. FCA fines Barclays £284,432,000 for forex failings

    Press Releases Published: 20/05/2015 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.
  2. The FCA fines Rabobank £105 million for serious LIBOR-related misconduct

    Press Releases Published: 29/10/2013 Last modified: 29/10/2013
    Rabobank’s misconduct is among the most serious we have identified on LIBOR. ... On 19 December 2012, the Financial Services Authority (FSA), the FCA’s predecessor, fined UBS AG £160 million for significant failings in relation to LIBOR and EURIBOR,
  3. FCA publishes Decision Notice for former UBS LIBOR trader

    Press Releases Published: 14/04/2016 Last modified: 14/04/2016
    and failing to take reasonable care to organise its affairs responsibly and effectively, with adequate risk management systems in relation to the process. ... The UBS Final Notice describes in detail UBS’s failings. Amongst other things it states that
  4. Transaction reporting fines

    Markets Transaction reporting Published: 29/05/2016 Last modified: 01/04/2019
    In order to be able to effectively monitor for market abuse, competent authorities need to receive complete and accurate information regarding the types of instruments, when and how they are traded, and who has traded them. A failure to submit
  5. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    We fined Barclays £26m for failing to manage conflicts of interest relating to the fix. ... The day after we had published our findings in the LIBOR case relating to Barclays.
  6. FCA finds firms still failing to fully manage benchmark risks

    Press Releases Published: 29/07/2015 Last modified: 29/07/2015
    FCA finds firms still failing to fully manage benchmark risks. Press Releases First published:. ... Following benchmark cases on LIBOR, Forex and Gold, the UK government passed legislation to regulate benchmark activities in UK.
  7. Conduct risk during LIBOR transition

    Firms Focus areas Markets Markets policy Published: 19/11/2019 Last modified: 05/03/2021
    Questions and answers for firms on conduct risk during LIBOR transition.
  8. FCA Enforcement and the Wholesale Markets

    Speeches Published: 26/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered
  9. Leading the Way on Regulation

    Speeches Published: 16/05/2019 Last modified: 17/05/2019
    Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  
  10. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016.