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Showing 101 to 110 of 238 search results for failings in relation to LIBOR.

  1. Journey towards a conduct regulator

    Speeches Published: 05/03/2013 Last modified: 18/07/2013
    Speech by Clive Adamson, Director of Supervision, the FSA at the Westminster Forum, London
  2. Building a regulatory environment for the future

    Speeches Published: 22/06/2021 Last modified: 22/06/2021
    Speech by our CEO, Nikhil Rathi, delivered at City Week 2021. 
  3. FX remediation programme: our next steps

    News stories Published: 28/07/2016 Last modified: 28/07/2016
    We launched a remediation programme in 2014 to ensure UK foreign exchange (FX) firms addressed the root causes of failings and to drive up standards across the market. Find out how firms should respond to our findings and our next steps.
  4. UK RRD: Handbook rules

    Tasks for regulated firms Published: 24/05/2016 Last modified: 04/01/2021
    The Bank Recovery and Resolution Directive (RRD) was implemented in the UK through several statutory instruments that amended UK legislation, the Prudential Regulation Authority’s (PRA) rules, and our rules.
  5. Consumer protection in the listing regime

    Speeches Published: 21/03/2014 Last modified: 28/03/2014
    As you are probably aware, the debate was prompted by concerns from the investment community about governance failings at a small number of high-profile issuers. ... In that event the exemptions from the related party regime are removed in relation to
  6. Money laundering and terrorist financing

    Focus areas Published: 03/08/2015 Last modified: 29/06/2021
    AML compliance is required from all FCA registered firms. Learn more about AML regulations and appointing a Money Laundering Reporting Officer.
  7. 2020 Disclosure Log

    Last modified: 15/04/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2020. 
  8. How to claim compensation if a firm fails

    Consumers Complaints and compensation Published: 18/04/2016 Last modified: 10/08/2021
    If you are owed money by a financial firm that fails, you may be entitled to compensation. Find out what steps you should take to see whether you can make a claim.
  9. Building on experience

    Speeches Published: 17/04/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at 'The future of financial services', Lansons, London.
  10. Modelling integrity through culture

    Speeches Published: 19/11/2013 Last modified: 19/11/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.