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Showing 21 to 30 of 4013 search results for external%20reports.
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Research
All the research published by the Financial Conduct Authority -
FSA - GC13/3 Code of Practice for the relationship between the external auditor and the supervisor (‘the Code’)
FSA - GC13/3 Code of Practice for the relationship between the external auditor and the supervisor (‘the Code’). ... The full guidance: Code of Practice for the relationship between the external auditor and the supervisor. -
Climate Financial Risk Forum (CFRF)
The Climate Financial Risk Forum (CFRF) brings together senior financial sector representatives to share their experiences in managing climate-related risks and opportunities. -
Recovery plans – initial observations
In general, the identification and analysis of internal and external interconnectedness was insufficient. ... Recovery plans often failed to identify the firm’s material intra-group and/or external stakeholders and assess the potential impact of -
LIBOR transition
As of end-2021, LIBOR has changed. Firms must act now and remove remaining dependencies on LIBOR. -
Office for Professional Body Anti-Money Laundering Supervision (OPBAS)
OPBAS is the Office for Professional Body Anti-Money Laundering Supervision -
Whistleblowing
If you think a firm or individual is involved in wrongdoing in an area we regulate, you can make a report to us in confidence. -
Firms
Tasks for regulated firms and authorisation information for new firms -
Committees
The FCA Board has several committees to which it delegates certain function/powers. -
External Coins / externalcoins.com (Clone of FCA Authorised Appointed Representative)
External Coins / externalcoins.com (Clone of FCA Authorised Appointed Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing