Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 21 to 30 of 6494 search results for external reports.

  1. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  2. 2015 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

  3. IMS

    Warnings Published: 02/07/2012 Last modified: 12/12/2013
    We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

  4. Banking and online account scams

    Scams Published: 19/04/2016 Last modified: 26/08/2020
    Find out how banking scams work and what you can do to protect yourself.

  5. Connaught Fund Independent Reviewer announces update on delivery of his report

    News stories Published: 20/03/2020 Last modified: 18/09/2020
    Raj Parker, the Independent Reviewer into the FSA/FCA approach to the Connaught Income Fund Series 1 (the Fund), has announced that he expects that his draft report will be delivered in early May 2020.

  6. AIFMD

    Focus areas Published: 08/06/2016 Last modified: 30/11/2018
    The Alternative Investment Fund Managers Directive is a regulatory framework for AIFMs including private equity firms. Learn more about the aims and requirements of AIFMD.

  7. CarbEx

    Warnings Published: 19/03/2015 Last modified: 20/03/2015
    We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

  8. Loans and credit

    Know your rights Published: 04/04/2016 Last modified: 14/04/2020
    Always check whether a firm can legally offer loans and credit to consumers before you deal with them.

  9. AMFX

    Warnings Published: 26/11/2015 Last modified: 26/11/2015
    We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised individual and how to protect yourself from scammers.

  10. External audit requirements for small personal investment firms or service companies

    Tasks for regulated firms Published: 06/08/2015 Last modified: 30/09/2016
    Small personal investment firms or service companies requirements.