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Showing 11 to 20 of 6494 search results for external reports.

  1. Extending deadlines to publishing fund reports and accounts

    Firms Last modified: 17/09/2020
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).
  2. Financial Advisers

    Financial advisers Last modified: 08/10/2020
    Financial advisers must be up to speed with the latest, relevant policy to better serve consumers. Read our comprehensive resources for financial advisers here.
  3. How to avoid investment scams

    ScamSmart Consumers Scams Last modified: 28/08/2020
    Learn how to protect yourself from investment and pension scams. Check if you’re dealing with an authorised firm and what to do if you suspect a scam.
  4. RegData

    Firms Registers and systems Published: 22/06/2020 Last modified: 23/10/2020
    RegData will be our new data collection platform for gathering regulatory data from firms. It will replace our current system Gabriel and make it easier for firms to submit their data.
  5. Investment Managers

    Investment managers Last modified: 09/10/2020
    Investment managers need to be authorised and utilise the available support to best help consumers. Find useful links, publications and expectations for investment management firms.
  6. Media centre

    Media centre Last modified: 01/10/2020
    Media centre landing page
  7. Executive committees

    About us Our structure Published: 06/04/2016 Last modified: 01/10/2020
    Find out how our management structure operates to ensure markets work well so that customers get a fair deal.
  8. External audit requirements for BIPRU investment firms

    Tasks for regulated firms Published: 06/08/2015 Last modified: 30/09/2016
    External audit requirements for BIPRU investment firms (including exempt BIPRU commodities firms) or exempt CAD firms.
  9. External audit requirements for mortgage intermediaries, lenders or administrators

    Tasks for regulated firms Published: 06/08/2015 Last modified: 06/09/2017
    External audit requirements for mortgage intermediaries, lenders or administrators.
  10. External audit requirements for authorised professional firms

    Tasks for regulated firms Published: 06/08/2015 Last modified: 30/09/2016
    External audit requirements for authorised professional firms other than BIPRU investment firms and exempt CAD firms.