Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 11 to 20 of 7216 search results for external reports.

  1. Whistleblowing

    Last modified: 21/10/2020
    If you think a firm or individual is involved in wrongdoing in an area we regulate, you can make a report to us in confidence.

  2. Financial Advisers

    Financial advisers Last modified: 08/10/2020
    Financial advisers must be up to speed with the latest, relevant policy to better serve consumers. Read our comprehensive resources for financial advisers here.

  3. Protect yourself from scams

    ScamSmart Consumers Scams Last modified: 27/01/2021
    Find out how to protect yourself from the most common types of scams.

  4. Goldman Sachs (clone of FCA authorised firms)

    Warnings Published: 28/11/2012 Last modified: 13/11/2020
    Goldman Sachs International (clone firm)

  5. Executive committees

    About us Our structure Published: 06/04/2016 Last modified: 01/02/2021
    Find out how our management structure operates to ensure markets work well so that customers get a fair deal.

  6. RegData

    Firms Registers and systems Published: 20/06/2020 Last modified: 05/03/2021
    RegData will be our new data collection platform for gathering regulatory data from firms. It will replace our current system Gabriel and make it easier for firms to submit their data.

  7. Mortgage lenders and intermediaries

    Firms Mortgage lenders and intermediaries Last modified: 05/03/2021
    Information for mortgage lenders and intermediaries.

  8. 2015 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

  9. AIFMD

    Focus areas Published: 08/06/2016 Last modified: 30/11/2018
    The Alternative Investment Fund Managers Directive is a regulatory framework for AIFMs including private equity firms. Learn more about the aims and requirements of AIFMD.

  10. CarbEx

    Warnings Published: 19/03/2015 Last modified: 20/03/2015
    We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.