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Showing 1 to 10 of 357 search results for extend the Senior Managers Regime.

  1. FCA consults on how to extend the Senior Managers Regime to benchmark administrators

    Press Releases Published: 29/11/2019 Last modified: 29/11/2019
    FCA consults on how to extend the Senior Managers Regime (SMR) to benchmark administrators
  2. FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms

    Press Releases Published: 26/07/2017 Last modified: 26/07/2017
    In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry.
  3. FCA extends the Senior Managers and Certification Regime to 47,000 firms

    Firms News stories Published: 09/12/2019 Last modified: 09/12/2019
    FCA extends the Senior Managers and Certification Regime to 47,000 firms
  4. Senior Managers and Certification Regime

    Tasks for regulated firms Focus areas Published: 06/07/2015 Last modified: 26/07/2021
    Senior Managers and Certification regime
  5. Senior Managers and Certification Regime: solo-regulated firms

    Tasks for regulated firms Published: 26/07/2017 Last modified: 26/11/2020
    Information for solo-regulated firms regarding the Senior Managers and Certification Regime (SM&CR).
  6. Regulating the funeral plans sector

    Firms Published: 05/02/2021 Last modified: 01/09/2021
    On 29 July 2022, the FCA will start regulating the pre-paid funeral plans sector. Find out what this means for funeral plan providers and intermediaries.
  7. Senior Managers and Certification Regime: one year on

    News stories Published: 07/03/2017 Last modified: 07/03/2017
    Today marks one year since the implementation of the Senior Managers and Certification Regime (SMCR), a range of policy changes introduced by the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) to increase individual
  8. Examining the future of anti-money laundering regulations

    Speeches Published: 08/12/2015 Last modified: 16/08/2021
    Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015
  9. Senior Managers and Certification Regime: dual-regulated firms

    Tasks for regulated firms Published: 08/12/2015 Last modified: 27/01/2021
    The Senior Managers and Certification Regime (SM&CR) applied to all dual-regulated insurers from 10 December 2018.
  10. Regulation round-up December 2018

    Newsletters Published: 13/12/2018 Last modified: 13/12/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.