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Showing 81 to 90 of 367 search results for extend the Senior Managers Regime.

  1. Regulation round-up December 2018

    Newsletters Published: 13/12/2018 Last modified: 13/12/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  2. Credit unions

    Tasks for regulated firms Published: 12/05/2015 Last modified: 03/02/2021
    Find out about credit unions: how to register and become authorised, reporting rules, yearly fees and how to change your society’s details.
  3. Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of solo-regulated firms

    Statements Published: 03/04/2020 Last modified: 06/05/2020
    We recognise that firms directly affected by coronavirus (Covid-19) will need to keep their governance arrangements under review and make appropriate changes as circumstances change
  4. Regulation round-up December 2017

    Newsletters Published: 14/12/2017 Last modified: 14/12/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  5. Regulation round-up February 2016

    Newsletters Published: 18/02/2016 Last modified: 18/02/2016
    The rules aim to restore trust in financial services firms. They include the Senior Managers Regime, the Certification Regime and Conduct Rules for deposit takers, and the Senior Insurance Managers Regime ... CP: Extension of the Certification Regime to
  6. Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

    News stories Published: 30/06/2020 Last modified: 02/09/2020
    The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.
  7. Regulation round-up February 2019

    Newsletters Published: 21/02/2019 Last modified: 21/02/2019
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  8. Impact assessment: PS18/15: Extending the senior managers and certification regime to insurers [PDF] [pdf]

    Impact assessments Published: 04/07/2019
    This impact assessment relates to PS18/15: Extending the senior managers and certification regime to insurers. It has been verified by the Regulatory Policy Committee.
  9. Joint FCA and PRA statement Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of dual-regulated firms

    Statements Published: 03/04/2020 Last modified: 06/04/2020
    Joint FCA and PRA statement Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of dual-regulated firms
  10. Extending the Senior Managers and Certification Regime: Cost-Benefit Analysis [pdf]

    Research Published: 26/07/2017