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Showing 81 to 90 of 359 search results for extend the Senior Managers Regime.

  1. Regulation round-up December 2017

    Newsletters Published: 14/12/2017 Last modified: 14/12/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  2. Video transcript: banking leaders’ experiences of adopting the Senior Managers and Certification Regime [pdf]

    Documents Published: 07/02/2019
  3. Regulation round-up February 2016

    Newsletters Published: 18/02/2016 Last modified: 18/02/2016
    The rules aim to restore trust in financial services firms. They include the Senior Managers Regime, the Certification Regime and Conduct Rules for deposit takers, and the Senior Insurance Managers Regime ... CP: Extension of the Certification Regime to
  4. FCA sets out approach to Non-Executive Directors and the Senior Managers Regime

    Press Releases Published: 23/02/2015 Last modified: 23/02/2015
    FCA sets out approach to Non-Executive Directors and the Senior Managers Regime. ... Non-Executive Directors (NEDs) with specific responsibilities, such as Chairman, will come under the new Senior Managers Regime (SMR), the Financial Conduct Authority
  5. FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime

    Press Releases Published: 13/12/2017 Last modified: 13/12/2017
    The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their
  6. Benchmarks supervision

    Markets Published: 22/04/2016 Last modified: 31/12/2020
    Benchmark administrators and supervised contributors are supervised by the Benchmarks Supervision team, a specialist team within our Wholesale Supervision division.
  7. Regulation round-up February 2019

    Newsletters Published: 21/02/2019 Last modified: 21/02/2019
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  8. [pdf]

    Correspondence Published: 12/06/2014 Last modified: 05/09/2014
  9. Joint FCA and PRA statement Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of dual-regulated firms

    Statements Published: 03/04/2020 Last modified: 06/04/2020
    Joint FCA and PRA statement Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of dual-regulated firms
  10. Senior Managers and Certification Regime: supervisory review

    Feedback statements Published: 28/09/2016 Last modified: 06/03/2017
    We are reporting the findings of our in-depth supervisory review of the Statements of Responsibilities (SoRs) and responsibilities maps supplied with grandfathering notifications for firms.