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Showing 111 to 120 of 363 search results for extend the Senior Managers Regime.

  1. Rules that apply to firms and fund operators in the TPR

    Firms Focus areas Published: 20/08/2020 Last modified: 07/01/2021
    We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).
  2. Recognised industry codes

    About us How we regulate Published: 20/07/2018 Last modified: 19/11/2021
    Read about our process for recognising industry codes of conduct, which we describe as 'FCA-recognised industry codes'.
  3. Climate-related reporting requirements

    Published: 23/04/2021 Last modified: 03/11/2021
    Find out more about the FCA's TCFD-aligned reporting requirements and our plans for extending the requirements.
  4. Transparency

    How we operate Published: 06/04/2016 Last modified: 22/11/2021
    The FCA sets out to be as open and accountable as possible, so it can be scrutinised by consumers, firms and Parliament. To do this the FCA publishes information about regulated firms and individuals, or it requires firms and individuals to do so.
  5. Whistleblowing in practice: Case studies

    Last modified: 25/11/2021
    Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act. 
  6. SM&CR categorisation for solo-regulated firms

    Tasks for regulated firms Published: 31/07/2019 Last modified: 27/01/2021
    Find out more about the different SM&CR categories for solo-regulated firms.
  7. Chief Executive speaks at APM about recent work and future challenges

    Speeches Published: 20/07/2016 Last modified: 20/07/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.
  8. PS16/5: Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR, and PRA requirements on regulatory references [pdf]

    Policy statements Published: 15/02/2016 Last modified: 15/02/2016
    This policy statement contains, among other things, the PRA and FCA final rules to implement the proposals for applying the Senior Insurance Managers Regime (SIMR) to Swiss general insurers.
  9. General Insurers and Insurance Intermediaries

    Firms General insurers and insurance intermediaries Last modified: 10/11/2021
    The FCA regulates general insurance intermediaries to create accountability for individual insurers. Learn about insurance industry regulations under the FCA.
  10. Overall responsibility and the legal function: DP16/4 [pdf]

    Discussion papers Published: 03/10/2016
    We are launching a discussion to clarify how and why the legal function is currently captured under the Senior Managers and Certification Regime (SM&CR) and to consider whether it should continue to be part of the regime.