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Showing 71 to 80 of 580 search results for ensure compliance with PSD2.

  1. World Markets

    Warnings Published: 15/07/2020 Last modified: 15/07/2020
    World Markets is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.
  2. Future into focus

    Speeches Published: 19/09/2013 Last modified: 19/09/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Swaps and Derivatives Association (ISDA) conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  3. Culture and governance

    Speeches Published: 11/11/2015 Last modified: 24/11/2015
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the MetricStream Governance, Risk and Compliance Summit in London. This is the text of the speech as drafted, which may differ from the delivered version.
  4. Securities Financing Transactions Regulation (SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 03/08/2020
    The Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.
  5. Bruckner Ferdinand

    Warnings Published: 28/03/2019 Last modified: 10/04/2019
    Bruckner Ferdinand is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself from scammers
  6. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 27/09/2017
    Our training and competence regime supports consumers by making sure the financial services workforce is appropriately qualified and well regulated.
  7. Locums and other outside support: sole advisers

    Tasks for regulated firms Published: 11/05/2015 Last modified: 22/08/2017
    Find out how a locum or outside support can help your business.
  8. Immigration Act 2014

    Tasks for regulated firms Published: 10/11/2015 Last modified: 15/12/2017
    The Immigration Act 2014 prohibits banks and building societies from opening current accounts for people who are known not to have leave to remain in or to enter the UK. From 1 January 2018, there will be additional requirements to carry out
  9. KayaFX

    Warnings Published: 29/03/2018 Last modified: 26/03/2019
    KayaFX is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.
  10. TraderVC

    Warnings Published: 04/07/2017 Last modified: 04/07/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.