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Showing 51 to 60 of 804 search results for ensure compliance with PSD2.

  1. Sign up for FCA events updates

    Last modified: 11/01/2023
    Regulated firm. Compliance consultant. Trade association. Professional association. Other. Please specify. ... Email communications. To ensure you receive future email communications regarding our events, please add '[email protected]' to your

  2. Coinbrokerz

    Warnings Published: 17/09/2018 Last modified: 24/09/2018
    Coinbrokerz is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  3. Graham Alpha

    Warnings Published: 12/02/2021 Last modified: 12/02/2021
    Graham Alpha is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  4. Final Notice 2022: Simon Tyson [pdf]

    Final notices Published: 06/10/2022
    This Final Notice (Simon Tyson) refers to breaches of APER 7 related to the failure to ensure compliance with PRIN 3 in the trading firms sector, which led to further breaches of SUP 17, SUP 15 and Article 16 of MAR. We imposed a financial penalty

  5. Asian Foreign Securities and Compliance Department

    Warnings Published: 14/09/2007 Last modified: 21/08/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  6. Immigration Act 2014

    Tasks for firms Published: 10/11/2015 Last modified: 29/02/2024
    The FCA explains how the Immigration Act 2014 prohibits banks and building societies from opening current accounts for people who are known not to have leave to remain in or to enter the UK.

  7. Executive committees

    About us Who we are Published: 02/04/2016 Last modified: 08/04/2024
    Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well.

  8. Regulated covered bonds

    Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
    Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.

  9. CASS compliance – the bigger picture

    Speeches Published: 02/12/2014 Last modified: 19/12/2014
    Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.

  10. World Markets

    Warnings Published: 15/07/2020 Last modified: 15/07/2020
    World Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
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