Search results
Showing 121 to 130 of 806 search results for ensure compliance with PSD2.
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I Say Capital
I Say Capital is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
SCK Securities
SCK Securities is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Market Watch 75
Newsletter on market conduct and transaction reporting issues, October 2023. -
365 Capital FX
365 Capital FX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
24 News Trade
24 News Trade is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Early careers
Find out about the FCA's graduate, apprenticeship and summer internship opportunities, and how to apply. -
Top Trade Group
Top Trade Group is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Compliance, Culture and Evolving Regulatory Expectations
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight. -
Personal accountability
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the City & Financial conference on Personal Accountability in the Financial Services Industry, 2 December 2015, London. This is the text of the speech as drafted, which may differ -
FCA fines compliance oversight officer for pension transfer failings
The Financial Conduct Authority (FCA) has today fined David Watters £75,000 for failing to exercise due skill, care and diligence in his role as compliance oversight officer, firstly at FGS McClure Watters (FGS) and then Lanyon Astor Buller Ltd (LAB