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Showing 91 to 100 of 362 search results for ensure compliance with PSD2 requirements.
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Sustainability
The PSR will have objectives to promote competition and innovation, and to ensure responsiveness to consumer needs. ... Compliance plays a key role but as a facilitator and a guide – not as the answer. -
Non-financial counterparties subject to EMIR: 2014 review
The findings from the FCA's 2014 review on how non-financial counterparties (NFCs) calculate the clearing threshold and how they are complying with European Market Infrastructure Regulation (EMIR). -
Using Connect to submit EMIR notifications and applications
All counterparties must register on the FCA Connect system in order to submit European Market Infrastructure Regulation (EMIR) notifications and applications. We explain the submission process. -
Statement on the launch of the finalised CTI templates
The FCA welcomes the announcement by the Cost Transparency Initiative (CTI) officially launching finalised and industry-ready templates for the disclosure of costs and charges to institutional investors. The new templates can now be used by -
Apply to become a claims management company
Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities. -
Directions and requirements placed on Samweb for providing misleading information to consumers
FCA has issued First and Second Supervisory Notices. -
Analysing the impact of EMIR variation margin requirements
This page summarises our research into derivatives trading data to assess the impact on firms. -
MiFID II costs and charges disclosures review findings
As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and -
Financial promotions quarterly data 2022 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022. -
New premium listing category for sovereign-controlled companies
The Financial Conduct Authority (FCA) has today finalised rules creating a new category within its premium listing regime to cater for companies controlled by a shareholder that is a sovereign country.