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Showing 61 to 70 of 363 search results for ensure compliance with PSD2 requirements.
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FCA Prudential Supervision Forum
These include the Capital Requirements Directive IV and the Recovery and Resolution Directive, as well as liquidity and operational risk practices. ... Webcast from the Recovery and Resolution session. You can find out more about Capital Requirements -
Keeping your firm's details up to date
Learn how to keep your firm’s details up to date, and about the Firm Details Attestation and Directory Persons' Attestation. -
Client money and assets reporting
Client Assets sourcebook (CASS) medium and large firms have to complete a Client Money and Assets Return (CMAR) each month. Read more on how to submit a CMAR. -
Supervision of authorised funds
Information on how our supervision of UK authorised funds protects investors and maintains a competitive market environment. -
Primary Market Bulletin 44
This edition covers diversity and inclusion, when a prospectus is required in Schemes of Arrangement and regulatory news with multimedia content. -
Payday lenders failing customers in arrears, says FCA
Where situations of non-compliance were uncovered, the FCA has intervened quickly to get firms to take specific steps to ensure the failings are not repeated in the future. ... implementation of training programmes to ensure staff are equipped to deal -
Financial promotions quarterly data 2021 Q3
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q3. -
Financial promotions quarterly data 2021 Q2
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q2. -
Limitations on debt permissions
If you are a full permission firm with the permission of debt adjusting and/or debt counselling with a ‘no debt management’ limitation, read how to review the limitations held to ensure they are appropriate for your business. -
Primary Market Bulletin 46
This edition covers Article 10 UK MAR and ESG stewardship and TCFD-aligned disclosures: sponsor procedures.