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Showing 61 to 70 of 272 search results for ensure compliance with PSD2 requirements.

  1. Close links

    Tasks for regulated firms Published: 31/07/2015 Last modified: 09/06/2016
    Our close links requirements form part of our work to ensure that firms are not used for financial crime and that the stability of the financial system is preserved.
  2. News for customers of Hume Capital Securities (HCS)

    Statements Published: 17/03/2015 Last modified: 17/03/2015
    These requirements applied from 8:00am on 12 March 2015. Requirement 1. ... Requirement 4. (a) HCS will send a daily attestation to the FCA at 16:00 hours stating that whether it remains in compliance with requirements 1 to 3.
  3. CRD IV

    Firms Published: 12/05/2015 Last modified: 15/05/2020
    The EU legislative package CRD IV strengthens prudential frameworks. Find out how investment firms, banks and building societies are affected by the capital requirements regulation and directive.
  4. Regulation round-up August 2013

    Newsletters Published: 29/08/2013 Last modified: 29/08/2013
    We have published our proposals (CP13/6) on implementing the Capital Requirements Directive (CRDIV) for investment firms. ... It is split in to two sections:. the Capital Requirements Regulation (CRR, Regulation 575/2013) and.
  5. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    And, in many ways, what I have described as the role of the regulator mirrors the role of compliance. ... firms. But one of the biggest risks we collectively face is if we think that compliance alone is the answer.
  6. Client asset reports

    Tasks for regulated firms Published: 06/08/2015 Last modified: 19/11/2019
    All regulated investment firms (with limited exceptions set out in SUP 3.1) have to send us an annual report.
  7. Live & Local

    Events Last modified: 05/02/2020
    We are continuing our successful FCA Live & Local regional programme in 2019/20 with a new series of events for regulated firms across the UK.
  8. FCA and ICO publish joint update on GDPR

    Statements Published: 08/02/2018 Last modified: 13/02/2018
    The Financial Conduct Authority (FCA) and the Information Commissioners Office (ICO) have today published an update on the EU General Data Protection Regulation (GDPR).
  9. Future into focus

    Speeches Published: 19/09/2013 Last modified: 19/09/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Swaps and Derivatives Association (ISDA) conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  10. Regulation round-up October 2013

    Newsletters Published: 29/10/2013 Last modified: 13/06/2016
    Please check your compliance contact email address is up to date to ensure you receive the survey:. ... We wanted to ensure firms offering unit-linked funds were meeting our requirements and consumers were protected.