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Showing 41 to 50 of 363 search results for ensure compliance with PSD2 requirements.
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Client asset reports
All regulated investment firms (with limited exceptions set out in SUP 3.1) have to send us an annual report. Learn more about what to include and how to submit it. -
CASS compliance – the bigger picture
Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA and ICO publish joint update on GDPR
The Financial Conduct Authority (FCA) and the Information Commissioners Office (ICO) have today published an update on the EU General Data Protection Regulation (GDPR). -
Future into focus
Speech by Martin Wheatley, Chief Executive, the FCA, at the International Swaps and Derivatives Association (ISDA) conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Annual controllers reporting
Firms should report to us once a year, within 4 months of your accounting reference date. Find out more about how to do this. -
FCA expectations regarding funds in light of coronavirus (Covid-19)
We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19). -
Apply to become a consumer investments firm
Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform. -
Financial promotions data 2022
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022. -
PS13/11: Changes to the Listing Rules
We consider that only having to comply with one set of requirements in relation to most remuneration related disclosures should ensure a simpler and more effective regime for firms. ... December 2013 in compliance with both sets of requirements, if they -
Retirement Income Advice Assessment Tool (RIAAT)
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