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Showing 21 to 30 of 363 search results for ensure compliance with PSD2 requirements.

  1. Compliance and other support

    Tasks for regulated firms Published: 09/05/2015 Last modified: 10/02/2023
    If you decide to get compliance support, it is important to consider what service your firm needs. See what types of support maybe helpful to your firm.

  2. FSA requires action of the HSBC Group

    Documents Published: 08/03/2013 Last modified: 15/08/2014
    The Financial Services Authority (FSA), as lead regulator for the HSBC Group globally, is taking action in relation to issues in respect of HSBC’s compliance with anti-money laundering rules and US sanctions requirements.

  3. Regulated covered bonds

    Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
    Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.

  4. Heads of compliance and MLROs

    Firms Published: 28/01/2022 Last modified: 08/12/2022
    Make sure you understand our expectations if your firm is applying to us to approve individuals to these positions.

  5. Locums and other outside support: sole advisers

    Tasks for regulated firms Published: 11/05/2015 Last modified: 31/01/2023
    As a sole adviser, find out how a locum or outside support can help your business.

  6. Supervision of UK regulated covered bonds

    Published: 13/05/2016 Last modified: 23/06/2023
    Find out about our role supervising regulated covered bond programmes and regulated covered bonds, key features of the regime and stress testing.

  7. Close links

    Tasks for regulated firms Published: 31/07/2015 Last modified: 09/02/2023
    Close links requirements are part of our work to ensure firms are not used for financial crime and preserve the stability of the financial system. Find out how to report close links.

  8. Client assets and coronavirus (Covid-19)

    Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
    Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).

  9. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

  10. Financial counterparties: EMIR timely confirmation and bilateral risk mitigation

    Markets policy Published: 27/07/2016 Last modified: 11/01/2023
    See common challenges and successes for financial counterparties in complying with the timely confirmation and bilateral risk mitigation requirements.
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