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Showing 111 to 120 of 363 search results for ensure compliance with PSD2 requirements.
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Cryptoasset AML / CTF regime: feedback on good and poor quality applications
Feedback on good and poor quality applications made to the FCA under money laundering regulations. -
UK EMIR news
Read our archive of news relating to EMIR dating back to August 2013. -
UK EMIR notifications and exemptions
Notifications and applications under UK European Market Infrastructure Regulation (UK EMIR) fall into certain categories. Learn more about these notifications, applications and relevant technical standards. -
Market Watch 69
In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms. -
Review of general insurance intermediaries’ professional indemnity insurance: TR16/9
This report provides the findings from our thematic review into general insurance intermediaries’ professional indemnity. The review was performed to evaluate the individual policies purchased by a sample of firms to assess whether they complied -
Multi-factor authentication for FCA systems
We’re strengthening how firms and others log into some FCA systems to further protect and control access to our data. -
FCA to regulate seven additional financial benchmarks
The Financial Conduct Authority (FCA) will regulate seven additional major UK-based financial benchmarks in the fixed income, commodity and currency markets from 1 April 2015. This extends the FCA’s initial regulation of LIBOR (the London -
The FCA strengthens the listing rules to enhance protection for shareholders
They set out objective requirements for admission to the Official List and the continuing obligations for equity investors. ... The additional changes proposed include refinements to the definition of controlling shareholders, requirements for the boards -
CP23/24: Capital deduction for redress: personal investment firms
We are consulting on proposals to require personal investment firms (PIFs) to be more prudent and set aside capital for potential redress liabilities at an early stage -
FCA confirms approach for financial promotions in social media
The guidance is designed to assist firms in their use of social media and ensure that they are compliant with the FCA’s financial promotion requirements. ... Sharing or forwarding by a third party does not ‘cure’ any original non-compliance.