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Showing 92 to 101 of 266 search results for defined contribution pensions.

  1. The view from the regulator: developing our approach

    Speeches Published: 10/03/2017 Last modified: 10/03/2017
    Speech by Mary Starks, Director of Competition at the FCA, delivered at the AIC conference ‘Making choices in uncertain times’.
  2. Challenges for the regulator - consumer credit, long-term savings and an ageing population

    Speeches Published: 04/10/2017 Last modified: 04/10/2017
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House.
  3. FCA publishes results of thematic reviews into enhanced transfer values and SIPP operators

    Press Releases Published: 21/07/2014 Last modified: 21/07/2014
    Clive Adamson, director of supervision at the FCA said:. ”Transferring from a defined benefit scheme to a defined contribution scheme is an important decision for consumers. ... ETVs may be offered by employers to incentivise members to transfer out of
  4. PS17/20: Transaction cost disclosure in workplace pensions

    Policy statements Published: 05/10/2016 Last modified: 20/09/2017
    This Policy Statement (PS) sets out rules and guidance to improve the disclosure of transaction costs in workplace Defined Contribution (DC) pensions. It standardises the calculation of the transaction costs incurred by these pension investments.
  5. Asset management: A regulatory perspective

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.
  6. The Pensions Regulator and the FCA publish joint regulatory guide

    Press Releases Published: 21/03/2014 Last modified: 01/04/2014
    A new guide that sets out how The Pensions Regulator and the Financial Conduct Authority regulate defined contribution (DC) workplace pensions has been launched today. ... The Pensions Regulator is the regulator of work-based pension schemes in the UK.
  7. CP15/7: Proposed changes to our pension transfer rules

    Consultation papers Published: 04/03/2015 Last modified: 04/03/2015
    CP15/7: Proposed changes to our pension transfer rules. Consultation papers First published:. ... The FCA already regulates advice on transfers to personal pensions. The new regime will bring advice on transfers from defined benefit (DB) schemes to
  8. PS21/14: A new authorised fund regime for investing in long term assets

    Policy statements Published: 25/10/2021 Last modified: 25/10/2021
    We set out our rules that enable open-ended funds to invest more efficiently in long-term illiquid assets.
  9. Competition and savings: the regulator’s perspective

    Speeches Published: 25/11/2016 Last modified: 25/11/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the TISA Annual Conference.
  10. FCA fines compliance oversight officer for pension transfer failings

    Press Releases Published: 14/07/2017 Last modified: 14/07/2017
    The Financial Conduct Authority (FCA) has today fined David Watters £75,000 for failing to exercise due skill, care and diligence in his role as compliance oversight officer, firstly at FGS McClure Watters (FGS) and then Lanyon Astor Buller Ltd (LAB