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Showing 142 to 151 of 381 search results for defined contribution pensions.

142. Fines

     Table of fines with links to further information.

143. Financial advice firms and defined benefit transfer permissions information - October 2020

     FOI Release Date of Release: 06/10/2020
     FCA provides information on the number of financial advice firms and defined benefit transfer permissions.

144. FCA launches consultation on a new type of fund to support investment in long-term assets

     Press Releases Published: 07/05/2021 Last modified: 07/05/2021
     The FCA has launched a consultation on proposals for a new category of fund designed to invest efficiently in long-term, illiquid assets.

145. Authorised fund managers’ assessments of their funds’ value

     Multi-firm reviews Published: 06/07/2021 Last modified: 06/07/2021
     This review sets out our findings from our review, where we looked at the processes used by different Authorised Fund Managers (AFMs) when they carry out assessments of value (AoVs or 'Value Assessments') for the funds they operate.

146. PS20/2: Publishing and disclosing costs and charges to workplace pension scheme members and amendments to COBS 19.8

     Policy statements Published: 28/02/2019 Last modified: 04/02/2020
     Following our consultation in CP19/10, we are publishing our final rules and guidance on requiring pension scheme governance bodies to report costs and charges information to members of workplace pension schemes and some amendments to our COBS 19.8

147. Defined benefit pension redress calculations

     Statements Published: 09/11/2022 Last modified: 09/11/2022
     The FCA has recently received information about a small number of firms not including all fees and charges in their defined benefit pension advice redress calculations, in line with current guidance FG17/9.

148. British Steel Pension Scheme: Tools for firms

     Tasks for firms Published: 28/02/2023 Last modified: 26/09/2023
     The FCA rules require firms to assess any advice they gave to BSPS members to transfer out and pay redress if it was unsuitable and caused the consumer a loss. Find out more about the tools firms need to use and read the supporting documents.

149. Our work on Defined Benefit Pension Transfers

     News stories Published: 03/10/2017 Last modified: 03/10/2017
     We are looking at Defined Benefit (DB) Pension Transfers to assess the advice consumers are receiving from firms and whether they are at risk of harm.

150. Defined benefit pension transfers – market-wide data results

     Multi-firm reviews Published: 19/06/2019 Last modified: 19/06/2019
     Collected data from firms on the size and value of the Defined Benefit (DB) pension advice market. 

151. Hartley Pensions Limited – requirement to stop accepting new pension contributions

     News stories Published: 11/07/2022 Last modified: 29/09/2022
     Hartley Pensions Limited (Hartley Pensions), is a SIPP (Self Invested Personal Pension) operator authorised and regulated by the FCA. It also provides administration for a small number of SSAS (Small Self-Administered Schemes), regulated by The

152. Defined Benefit Advice Assessment Tool (DBAAT)

     Published: 19/06/2023 Last modified: 20/09/2023
     The FCA Defined Benefit Advice Assessment Tool (DBAAT) helps the market understand how they assess the suitability of Defined Benefit (DB) pension transfer and related investment advice and disclosures.