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Showing 132 to 141 of 381 search results for defined contribution pensions.

132. Fines

     Table of fines with links to further information.

133. PS14/17: Retirement Reforms and the Guidance Guarantee, including feedback on CP14/11

     Policy statements Published: 27/11/2014 Last modified: 17/08/2021
     This Policy Statement reports on the main issues arising from Consultation Paper 14/11 Retirement reforms and the Guidance Guarantee and publishes near final standards and rules.

134. FCA response to the independent panels’ annual reports

     Corporate documents Published: 01/02/2024 Last modified: 07/02/2024
     In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports.

135. PS15/12: Proposed changes to our pension transfer rules, feedback on CP15/7 and final rules

     Policy statements Published: 08/06/2015 Last modified: 07/09/2016
     We publish our Policy Statement on our proposed changes to our rules following an amendment to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO).

136. Building better bridges: a world-leading investment industry around outcomes customers need

     Speeches Published: 11/10/2019 Last modified: 11/10/2019
     Speech by Charles Randell, FCA chair, at the Investment Association on working to build a world-leading investment industry around customers’ outcomes

137. FCA bans Nigel Lewis and Susan Jones for incompetent British Steel Pension Scheme advice

     Press Releases Published: 27/11/2023 Last modified: 27/11/2023
     The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers on pension transfers and pension opt outs. Mr Lewis has also been banned from

138. CP15/30: Pension reforms – proposed changes to our rules and guidance

     Consultation papers Published: 01/10/2015 Last modified: 08/11/2016
     Providers of pensions, including operators of self invested personal pensions. Providers of retirement income products. ... Trustees of Defined Contribution (DC) pension schemes (and schemes with a DC element).

139. FCA reminds banks of their obligations when cancelling Continuous Payment Authorities

     Press Releases Published: 28/06/2013 Last modified: 29/11/2016
     Consumers who have set up a regular payment from their account will now be able to successfully cancel that arrangement by contacting their card provider, the Financial Conduct Authority (FCA) said today.

140. CP16/12: Secondary annuity market – proposed rules and guidance

     Consultation papers Published: 21/04/2016 Last modified: 18/10/2016
     This Consultation Paper seeks views on our proposed new rules and guidance for the secondary annuity market, which is due to start in April 2017. 

141. FCA finalises rules for a new type of fund designed to invest efficiently in long-term assets

     Press Releases Published: 25/10/2021 Last modified: 25/10/2021
     Sophisticated investors and pension funds are among those who will have access to new types of investment opportunities following changes made by the FCA.

142. PS21/21: The stronger nudge to pensions guidance: feedback on CP21/11 and final rules and guidance

     Policy statements Published: 01/12/2021 Last modified: 01/12/2021
     We have published our final rules and guidance for firms on the stronger nudge to Pension Wise guidance.