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Showing 11 to 20 of 278 search results for dear ceo letters.

11. Dear CEO letter - Standard Variable Rates (SVRs) [pdf]

    Correspondence Published: 20/11/2013 Last modified: 04/12/2015
    We are writing to clarify our position on how you should engage with us if you want to change your SVR and remind you of the relevant regulations and rules that apply.

12. Dear CEO letter: SME Lending - our expectations of firms in reporting BBLS fraudulent activity [pdf]

    Correspondence Published: 28/07/2021
    Dear CEO letter: SME Lending - our expectations of firms in reporting BBLS fraudulent activity

13. Dear CEO letter: Authorised push payment (APP) fraud [pdf]

    Correspondence Published: 31/01/2018
    We have published a Dear CEO letter about authorised push payment (APP) fraud and the APP Best Practice Standards developed by UK Finance, asking firms to consider how they are tackling APP fraud within the context of the Senior Managers &

14. Dear CEO letter - The FCA's expectations of debt management firms when customers or customer information are being transferred [pdf]

    Correspondence Published: 26/11/2015 Last modified: 02/12/2015

15. Dear CEO letter - The FCA’s expectations of high-cost short-term lenders [pdf]

    Correspondence Published: 21/01/2015 Last modified: 02/12/2015

16. Dear CEO letter: adequate client assets arrangements [pdf]

    Correspondence Published: 30/09/2020 Last modified: 30/09/2020
    This letter highlights areas that are important to maintaining adequate client assets arrangements in the current environment.

17. Dear CEO Letter: ensure your customers understand how their money is protected [pdf]

    Correspondence Published: 18/05/2021
    Dear CEO Letter: ensure your customers understand how their money is protected.

18. Dear CEO letter: FCA expectations of claims management companies when they act for customers [pdf]

    Correspondence Published: 04/06/2019
    On 4 June 2019 we published a letter about what we expect of claims management companies when they act for customers. All CMCs must read the letter and comply with our rules.

19. Action required: review of Self Invested Personal Pensions (SIPP) operators [pdf]

    Correspondence Published: 21/07/2014 Last modified: 04/12/2015

20. Dear CEO letter: Cryptoassets and financial crime [pdf]

    Correspondence Published: 11/06/2018
    The FCA writes to firms regarding good practice for how they should handle the financial crime risks posed by cryptoassets.