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Showing 1 to 10 of 52 search results for database.

1. Credit rating agencies

   Focus areas Published: 07/01/2019 Last modified: 30/11/2023
   Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.

2. FCA approach to MiFID transparency calculations

   Statements Published: 05/02/2019 Last modified: 05/02/2019
   We welcome the statement published by ESMA today on the use of UK data in ESMA databases and the performance of MiFID II calculations in the EU27 if the UK leaves the EU without a withdrawal agreement (a no-deal scenario). In this scenario, we will

3. FCA publishes equity transparency results

   Statements Published: 09/03/2021 Last modified: 09/03/2021
   The FCA has published the annual equity transparency calculations.

4. Climate Financial Risk Forum (CFRF)

   Firms Published: 11/08/2019 Last modified: 12/06/2023
   The Climate Financial Risk Forum (CFRF) brings together senior financial sector representatives to share their experiences in managing climate-related risks and opportunities.

5. Validation Orders

   Firms Consumer credit firms Published: 09/10/2019 Last modified: 13/02/2023
   The FCA explains what Validation Orders are, the difference between agreements entered into before or after 1 April 2014 and how to apply for one.

6. 2013 Disclosure Log

   Last modified: 22/11/2021
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

7. Information on asset manager authorisations

   FOI Release Date of Release: 20/08/2021
   The FCA responds to request for information on asset manager authorisations

8. Fund tokenisation

   Published: 24/11/2023 Last modified: 26/03/2024
   We are working with industry to explore potential uses of fund tokensiation which could make collective investment schemes more efficient, transparent, and accessible to a wider range of consumers.

9. Global AML and Financial Crime TechSprint

   Events Published: 10/02/2023 Last modified: 10/02/2023
   The fifth and largest FCA TechSprint, the event focused on how new technology can be used to more effectively combat money laundering and financial crime.

10. Personal data and enforcement

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its enforcement functions.