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Showing 1 to 11 of 19 search results for database.

  1. FCA approach to MiFID transparency calculations

    Statements Published: 05/02/2019 Last modified: 05/02/2019
    We welcome the statement published by ESMA today on the use of UK data in ESMA databases and the performance of MiFID II calculations in the EU27 if the UK leaves the EU without a withdrawal agreement (a no-deal scenario). In this scenario, we will no longer send UK trading data to ESMA.
  2. Digital regulatory reporting

    Focus areas Tasks for regulated firms Published: 01/11/2017 Last modified: 13/03/2019
    We are exploring how technology could make it easier for firms to meet their regulatory reporting requirements and improve the quality of information they provide.
  3. Our authorisation process

    New firm authorisation Published: 09/08/2017 Last modified: 06/08/2018
    What to expect after you submit to us your application for authorisation.
  4. Our work programme

    Focus areas Tasks for regulated firms Published: 11/09/2017 Last modified: 26/09/2018
    Our work approach continues to evolve as we keep pace with the industry and develop innovative practices ourselves. 
  5. EuSEF and EuVECA managers

    Focus areas Published: 08/06/2016 Last modified: 28/01/2019
    Here we explain how you can register as a European Social Entrepreneurship Fund (EuSEF) manager or European Venture Capital fund (EuVECA) manager, or notify us about the persons who conduct your business.
  6. Personal data and enforcement

    Last modified: 25/07/2019
    This page explains how and why we use personal data to fulfil our enforcement functions.
  7. Global AML and Financial Crime TechSprint

    Events Last modified: 28/06/2019
    In May 2018, we held a 3-day Global Anti-Money Laundering and Financial Crime TechSprint. Our fifth and largest TechSprint, the event focused on how new technology can be used to more effectively combat money laundering and financial crime.
  8. Personal data and market oversight

    Last modified: 25/07/2019
    This page explains how and why we use personal data to fulfil our market oversight functions.
  9. Tesco to pay redress for market abuse

    Press Releases Published: 28/03/2017 Last modified: 23/08/2017
    The Financial Conduct Authority (FCA) announced in March that Tesco plc and Tesco Stores Limited (Tesco) have agreed that they committed market abuse in relation to a trading update published on 29 August 2014, which gave a false or misleading impression about the value of publicly traded Tesco shares and bonds. Tesco have agreed to pay
  10. 2019 Global AML and Financial Crime TechSprint

    Events Last modified: 15/07/2019
    One of the key themes that emerged from our 2018 AML & Financial Crime TechSprint was the importance of data and knowledge sharing among relevant bodies in identifying and impeding complex criminal networks. Too often these vital resources remain siloed within institutions, resulting in a global problem being tackled at an individual firm level.