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Showing 121 to 130 of 14036 search results for data bulletin.
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2019 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. -
Market integrity and strategic approach
FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets. -
Technical information on RMAR source data
The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the -
Key requirements of firms
Firms should have prioritised these key requirements following the end of the transition period. -
Summary of temporary reliefs for companies reporting published financial information
A summary of temporary reliefs for companies reporting published financial information. -
The FCA and Practitioner Panel launch joint survey for 2017: findings
The Practitioner Panel used to conduct its own survey to understand more about what the industry thinks, while the FCA also conducted a similar survey. In response to feedback, in 2017 we both started to ask firms to complete a single, joint -
Richard Baldwin, sentencing 3 September 2019
On 3 September 2019, at Southwark Crown Court, His Honour Judge Hehir sentenced Mr Richard Baldwin to a total of 5 years and 8 months’ imprisonment. -
Considerations for Principals who have Appointed Representatives or Introducer Appointed Representatives (ARs)
This alert is relevant to all Principals who have Appointed Representatives or Introducer Appointed Representatives (‘ARs’) regardless of sector. -
Consumer investments data review April - September 2021
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021. -
Information on retirement income market data 2019/20 release - November 2020
FCA provides information on aggregated retirement income stock data to March 2020.