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Regulation round-up April 2016
CP: Secondary Annuities Market. Retirement Income Market data: Supplementary Bulletin. FCA: Live & Local. -
Facing the future – challenges and priorities for the FCA
Speech by our CEO, Nikhil Rathi, given at the Address to the City Regulators, Mansion House. -
Understanding mortgage prisoners
Following the FCA's Policy Statement on the changes to the responsible lending rules, it has published further data on the mortgage prisoner population. -
Personal data and supervision
This page explains how and why we use personal data to fulfil our supervision functions. -
Personal data and enforcement
This page explains how and why we use personal data to fulfil our enforcement functions. -
Technical information on the aggregate data
We publish complaints data every six months for firm returns with a half-year period ending between 1 January and 30 June (H1) and between 1 July and 31 December (H2). This page provides more information about how the FCA collects and reports these -
Market making exemptions and preparing for Brexit
If you’re a firm that intends to use market making exemptions from January 2021, you need to notify us before the end of the transition period. -
Enforcement cases resulting in an amend/withdraw outcome by sector
Share page. Enforcement cases resulting in an amend/withdraw outcome by sector (from the Data Bulletin issue 3). -
Personal data and market oversight
This page explains how and why we use personal data to fulfil our market oversight functions. -
Key requirements of firms
Firms should have taken steps to prioritise these key requirements and be in full compliance now that the transition period has ended.