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Showing 52 to 61 of 85 search results for culture/governance.

  1. Culture and Governance

    Read about the FCA's work on culture and governance, including details of how to get involved.

  2. FX remediation programme: our next steps

    News stories Published: 28/07/2016 Last modified: 28/07/2016
    We launched a remediation programme in 2014 to ensure UK foreign exchange (FX) firms addressed the root causes of failings and to drive up standards across the market. Find out how firms should respond to our findings and our next steps.

  3. Statistics provided on new enforcement Investigations - August 2020

    FOI Release Date of Release: 13/08/2020
    The FCA provides statistics on new enforcement Investigations opened and the reason for the investigation.

  4. Conduct risk in FX markets

    Speeches Published: 30/11/2016 Last modified: 30/11/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy at the FCA, delivered at FX Week Europe.

  5. Information on enforcement investigations into senior managers - May 2022

    FOI Release Date of Release: 27/05/2022
    The FCA answers questions multiple questions on enforcement investigations into senior managers.

  6. The business of social purpose

    Speeches Published: 26/11/2020 Last modified: 26/11/2020
    A speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, on the business of social purpose.

  7. Senior Managers and Certification Regime

    Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
    The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

  8. Independent Governance Committees

    Tasks for regulated firms Published: 23/02/2016 Last modified: 09/02/2023
    Read about the FCA rules for workplace personal pension schemes and Independent Governance Committees (IGCs).

  9. Towards more effective stewardship

    Speeches Published: 03/04/2019 Last modified: 04/03/2022
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the LSE in London.

  10. The hallmarks of a future-fit workforce

    Speeches Published: 05/03/2024 Last modified: 05/03/2024
    Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at TheCityUK and Financial Services Skills Commission Future Skills Conference.

  11. 2019 Disclosure Log

    Last modified: 20/03/2024
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019.