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Showing 142 to 151 of 475 search results for culture.
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Culture and Governance
Read about the FCA's work on culture and governance, including details of how to get involved. -
Gohebiaeth ffug FCA
Mae twyllwyr weithiau'n esgus gweithio i ni, felly mae'n bwysig gwirio os ydych chi'n ansicr. Dysgwch sut i adnabod negeseuon e-bost, galwadau ffôn, a gwefannau FCA ffug. -
Final Notice 2022: Stephen John Tomlin [pdf]
This Final Notice (Stephen John Tomlin) refers to breaches of APER 7 and APER 6 related to the failure to ensure compliance oversight and compliance with PRIN 3 in the trading firms sector, which led to further breaches of SUP 17, SUP 15 and Article -
FCA sets out its priorities for 2019/20
The FCA published our Business Plan for 2019/20, outlining key priorities for the year. -
Whistleblowing quarterly data 2023 Q3
The data shows the number of new whistleblowing reports the FCA received in July and September 2023 and the allegations they featured. -
Market Watch 66
In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking. -
Our investigations – the evolving approach
Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum. -
The rapidity of change
Speech by Tracey McDermott, Acting Chief Executive at the Financial Conduct Authority, to be delivered at the City Banquet - Mansion House this evening. This is the text of the speech as drafted, which may differ from the delivered version. -
Final Notice 2018: Paul John Flowers [pdf]
This final notice refers to a lack of fitness and propriety and is related to culture/governance in the retail bank sector. We imposed a prohibition. -
Final Notice 2022: Matthew Charles Kent [pdf]
This Final Notice (Matthew Charles Kent) refers to breaches of APER 7 related to the failure to ensure compliance with PRIN 3 in the trading firms sector, which led to further breaches of SUP 17, SUP 15 and Article 16 of MAR. We imposed a financial -
Enhancing market integrity
The FCA aims to support a healthy and successful financial system, where firms can thrive and consumers can place their trust in transparent and open markets.